CITY & GENERAL DIRECT (U.K.) LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Credit Brokering
Show 1 limitation Hide limitations
- · The firm may not broker credit for the purpose of increasing the funds available for investment
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Colin Riley
IRN PCR01042
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Ronald David Thompson
IRN RDT01040
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Trust Health Ltd (no longer appointed)
FRN 584466 · Appointed 11 Jul 2012 · Until 10 Jun 2014
Gary Monaghan (no longer appointed)
FRN 516165 · Appointed 13 Jan 2010 · Until 23 Jun 2010
John Buckley (no longer appointed)
FRN 516166 · Appointed 13 Jan 2010 · Until 23 Jun 2010
Juliet Bentley (no longer appointed)
FRN 516167 · Appointed 13 Jan 2010 · Until 23 Jun 2010
Derek Whitehead (no longer appointed)
FRN 434721 · Appointed 27 Jun 2005 · Until 8 Aug 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.