Date authorised
1 April 2013
Companies House
02575623
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Faraday House
    118 Holyhead Road
    Coventry
    West Midlands
    CV1 3LY
    UNITED KINGDOM
    Phone
    +442476257444
  • Complaints Contact

    10 Worrall Avenue
    Arnold
    Nottingham
    NG5 7GP
    UNITED KINGDOM
    Phone
    +4401623491500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Smith

    IRN IXS01249

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Dec 2021)
    • CF15 Internal Audit (14 Jan 2005 to 19 Jun 2007)
  • Ian Storm

    IRN IXS00010

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2020)
  • James Shields

    IRN JXS01983

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Jaspal Ram

    IRN JXR00664

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Jan 2023)
  • Jemma Louise Kimberley

    IRN JXK00635

    • [FCA CF] Significant management (since 21 Feb 2024)
  • John Joseph Eld

    IRN JJE01024

    • CF15 Internal Audit (14 Nov 2005 to 19 Jun 2007)
  • Jonathan Robert C Quaile

    IRN JRQ00005

    • [FCA CF] Significant management (31 Mar 2021 to 12 Dec 2023)
  • Kathryn Neeson

    IRN KXN00197

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Keith Adrian Brown

    IRN KAB00035

    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF11 Money Laundering Reporting (13 Sep 2010 to 14 Jun 2019)
  • Keri Egan

    IRN KXE14043

    • SMF3 Executive Director (since 23 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.