Date authorised
1 April 2013
Companies House
OC320407
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Sloane Terrace
    London
    SW1X 9DQ
    UNITED KINGDOM
    Phone
    +4402031551980
  • Complaints Contact

    4 Sloane Terrace
    London
    SW1X 9DQ
    UNITED KINGDOM
    Phone
    +4402031551980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Charles Ritchie

    IRN TCR01038

    • [FCA CF] Client dealing (since 27 Jul 2023)
  • Thomas William Patrick O'Brien

    IRN TWO01002

    • CF4 Partner (13 Jun 2008 to 3 Jul 2014)
    • CF30 Customer (13 Jun 2008 to 3 Jul 2014)
    • CF28 Systems and controls (13 Jun 2008 to 3 Jul 2014)
    • CF29 Significant management (13 Jun 2008 to 3 Jul 2014)
  • Tom Cattell

    IRN TXC06795

    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Vladimir Savic

    IRN VXS00071

    • [FCA CF] Client dealing (25 Mar 2021 to 28 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.