Date authorised
1 January 2019
Companies House
FC038004
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Life and annuity, Permanent health, Sickness

  • Trades With You Directly

    For Eligible Counterparty, Professional, Government and public security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Life and annuity, Permanent health, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Allison

    IRN GXA54197

    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2021)
  • Ian Moffatt

    IRN IXM01245

    • SMF19 Head of Overseas Branch/Head of Overseas (31 Oct 2022 to 19 Oct 2023)
    • SMF21 EEA Branch Senior Manager (EBSM) (30 Oct 2022 to 30 Oct 2022)
    • Responsible for Insurance Distribution (1 Jan 2019 to 19 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 6 Apr 2021)
  • James Thornton

    IRN JXT54198

    • [FCA CF] Significant management (1 Jan 2019 to 1 Aug 2020)
  • Jeremy Charles Haworth

    IRN JXH00789

    • [FCA CF] Significant management (6 Nov 2021 to 7 Nov 2021)
  • Jeremy Kok

    IRN JXK00423

    • [FCA CF] Significant management (1 Jun 2022 to 1 Jul 2023)
  • Joanna Smart

    IRN JCS01207

    • [FCA CF] Significant management (1 Jan 2019 to 4 Mar 2020)
  • John Ian Latter

    IRN JIL01004

    • [FCA CF] Manager of certification employee (19 Jan 2022 to 1 Jul 2023)
    • [FCA CF] Material risk taker (18 Mar 2021 to 19 Jan 2022)
  • John Maguire

    IRN JXM03736

    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2025)
    • [PRA CF] Key function holder (since 31 Jan 2025)
    • [FCA CF] Material risk taker (since 13 Nov 2023)
  • Jonathan Hornby

    IRN JXH54207

    • [FCA CF] Significant management (1 Jan 2019 to 4 Mar 2020)
  • Julie Chalmers

    IRN JXC36929

    • [FCA CF] Material risk taker (28 May 2019 to 18 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.