Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chee Teong Ooi

    IRN CXO00169

    • CF3 Chief Executive (AR) (7 Aug 2023 to 14 Oct 2024)
  • Chris Eappariello

    IRN CXE00012

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • SMF7 Group Entity Senior Manager (25 Mar 2021 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 25 Mar 2021)
    • [FCA CF] Material risk taker (1 Jan 2019 to 25 Mar 2021)
  • Claire Gillies

    IRN CXG00612

    • CF3 Chief Executive (AR) (since 18 Dec 2025)
  • Daren Farrup

    IRN DXF00312

    • [FCA CF] Material risk taker (1 Apr 2024 to 1 Jan 2025)
  • David Blair

    IRN DXB35598

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jul 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jul 2023)
  • David Furby

    IRN DMF01039

    • SMF7 Group Entity Senior Manager (16 Nov 2022 to 4 Nov 2025)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 16 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 16 Nov 2022)
    • [FCA CF] Material risk taker (1 Jan 2019 to 16 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 16 Nov 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 16 Nov 2022)
  • David Kirk

    IRN KXD00249

    • [FCA CF] Material risk taker (9 Dec 2023 to 8 Oct 2024)
  • David Mark Windsor Roberts

    IRN DXR00012

    • SMF19 Head of Overseas Branch/Head of Overseas (since 16 Nov 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (11 Jan 2022 to 16 Nov 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 11 Jan 2022)
    • [FCA CF] Material risk taker (1 Jan 2019 to 11 Jan 2022)
    • [FCA CF] Significant management (1 Jan 2019 to 11 Jan 2022)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 11 Jan 2022)
  • David McNamara

    IRN DXM70351

    • [FCA CF] Significant management (14 Jan 2019 to 5 Mar 2020)
  • David Peter Robinson

    IRN DPR01085

    • Responsible for Insurance Distribution (1 Jan 2019 to 29 Apr 2019)
    • SMF21 EEA Branch Senior Manager (EBSM) (1 Jan 2019 to 29 Apr 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.