Date authorised
1 January 2019
Companies House
FC038001
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4403458410056
  • Complaints Contact

    The Sentinel Building
    103 Waterloo Street
    Glasgow
    G2 7BW
    UNITED KINGDOM
    Phone
    +4403458410056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Stockbroking

    For Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ana Flavia Wanderley Roosevelt Coutinho Thomas

    IRN AXT00587

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2023)
  • Ana Robic

    IRN AXR01075

    • SMF7 Group Entity Senior Manager (since 30 Jun 2025)
  • Andrew Brown

    IRN AXB00697

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 2 Jan 2021)
    • [FCA CF] Significant management (1 Jan 2021 to 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 1 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jan 2025)
  • Andrew Nisbet

    IRN AXN43426

    • [FCA CF] Significant management (1 Jan 2019 to 1 Oct 2019)
  • Annmarie Camp

    IRN AXC00026

    • [FCA CF] Material risk taker (1 Jan 2019 to 26 Jun 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 26 Jun 2023)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 26 Jun 2023)
  • Anthony Jordan

    IRN AWJ01038

    • [FCA CF] Manager of certification employee (1 Jan 2019 to 19 Aug 2019)
    • [FCA CF] Material risk taker (1 Jan 2019 to 19 Aug 2019)
    • [FCA CF] Significant management (1 Jan 2019 to 19 Aug 2019)
    • [PRA CF] Key function holder (1 Jan 2019 to 19 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 19 Aug 2019)
  • Antonia Patricia Osborne

    IRN AXO00182

    • [FCA CF] Material risk taker (26 Apr 2022 to 26 Jul 2023)
    • [FCA CF] Significant management (26 Apr 2022 to 26 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (26 Apr 2022 to 26 Jul 2023)
  • Ariadna del Cacho Perez

    IRN AXD00806

    • [PRA CF] Significant risk taker or Material risk taker (14 May 2024 to 3 Mar 2026)
    • [FCA CF] Material risk taker (14 May 2024 to 3 Mar 2026)
  • Ashley Mullins

    IRN AXM04667

    • [FCA CF] Manager of certification employee (1 Jan 2019 to 1 Jan 2021)
    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jan 2021)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 1 Jan 2021)
  • Barnabas Wanstall

    IRN BWW01022

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Jun 2023)
    • [FCA CF] Significant management (1 Jan 2019 to 1 Jun 2023)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 1 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.