CHRISTOFFERSON, ROBB & COMPANY (UK) LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
11 Waterloo PlaceLondonSW1Y 4AUUNITED KINGDOM- Phone
- +4402072274046
-
Complaints Contact
11 Waterloo PlaceLondonSW1Y 4AUUNITED KINGDOM- Phone
- +4402072274040
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Matthew Ronald Cavanagh
IRN MRC01193
- CF4 Partner (22 Jul 2011 to 1 Nov 2013)
-
Sarah Louise Shipton
IRN SXS25039
- SMF27 Partner (since 23 Nov 2021)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF16 Compliance Oversight (since 22 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Feb 2020)
-
Thibault Nicolas Edouard Brohard
IRN TXB01363
- CF30 Customer (9 Feb 2015 to 30 Oct 2015)
-
Yasmine Renu Calil
IRN YXC00024
- [FCA CF] Client dealing (since 9 Dec 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Clean Power Capital (UK) LLP (no longer appointed)
FRN 500364 · Appointed 1 May 2009 · Until 7 Jan 2011
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.