Chris O'Connor and Associates Limited

Date authorised
1 April 2013
Companies House
04281946
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Common Lodge
    Moss Lane
    St. Michaels
    Preston
    Lancashire
    PR3 0TY
    UNITED KINGDOM
    Phone
    +4401995679396
    Web
    https://www.smartmole.com

  • Complaints Contact

    Common Lodge
    Moss Lane
    St. Michaels
    Preston
    Lancashire
    PR3 0TY
    UNITED KINGDOM
    Phone
    +4401995679396
    Web
    https://www.smartmole.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Joseph O'Connor

    IRN CJO01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Jul 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Donna Louise Harris

    IRN DLH01071

    • CF1 Director (31 Oct 2004 to 26 Aug 2009)
  • Joseph Peter Willows

    IRN JPW00030

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jul 2005)
    • CF1 Director (31 Oct 2004 to 26 Aug 2009)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 1 Jul 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.