Date authorised
1 April 2013
Companies House
04420555
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Victoria Central
    27 Victoria Avenue
    Southend-On-Sea
    Southend-On-Sea
    SS2 6AJ
    UNITED KINGDOM
    Phone
    +4401702411200
  • Complaints Contact

    Unit 1
    Victoria Central
    27 Victoria Avenue
    Southend-On-Sea
    Southend-On-Sea
    SS2 6AJ
    UNITED KINGDOM
    Phone
    +4401702411200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arthur Peter Cover

    IRN APC01134

    • CF1 Director (8 Nov 2005 to 18 Mar 2013)
    • Responsible for Insurance Mediation (8 Nov 2005 to 18 Mar 2013)
    • CF15 Internal Audit (14 Jan 2005 to 5 May 2005)
    • CF14 Risk Assessment (14 Jan 2005 to 5 May 2005)
    • CF13 Finance (14 Jan 2005 to 5 May 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 5 May 2005)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 5 May 2005)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 5 May 2005)
  • Mark Williams

    IRN MXW01616

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (13 Oct 2017 to 2 Apr 2024)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Natalie Williams

    IRN NXW01436

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Feb 2017 to 8 Dec 2019)
  • Tracy Jane Kinchin

    IRN TXK00089

    • [FCA CF] CASS oversight function (since 15 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.