China International Capital Corporation (UK) Limited

• Principal Place of Business

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• Complaints Contact

  China International Capital Corporation (UK) Ltd

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442073675718

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Xuan Cai

  IRN XXC01225

  • [FCA CF] Client dealing (1 Dec 2020 to 30 Mar 2026)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Xue Wang

  IRN XXW01072

  • CF30 Customer (12 Oct 2015 to 31 Jan 2018)
• Yamin Liu

  IRN YXL01055

  • CF11 Money Laundering Reporting (22 Feb 2010 to 22 Feb 2010)
  • CF10 Compliance Oversight (22 Feb 2010 to 22 Feb 2010)
• Yang Gu

  IRN YXG01056

  • CF30 Customer (28 Oct 2011 to 13 Jan 2012)
• Yaoling Shen

  IRN YXS00075

  • [FCA CF] Client dealing (21 Mar 2022 to 20 Jun 2025)
• Yifei Wang

  IRN YXW00034

  • [FCA CF] Material risk taker (since 1 Jul 2022)
• Yili Shao

  IRN YXS00097

  • [FCA CF] Client dealing (10 Mar 2023 to 25 Jul 2024)
• Ying Zhang

  IRN YXZ01034

  • CF30 Customer (19 Nov 2010 to 11 Jul 2014)
• Yingda Pan

  IRN YXP00026

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Yuan Gao

  IRN YXG00027

  • [FCA CF] Client dealing (17 Jun 2022 to 25 Oct 2024)

No changes recorded yet.