Chilton Investment Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Patricia Mallon
IRN PXM01705
- CF2 Non Executive Director (6 May 2004 to 31 Jul 2016)
Peter Kim
IRN PXK12699
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
Richard Lockwood Chilton Jr
IRN RLC01046
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (30 Jun 2014 to 8 Dec 2019)
- CF1 Director (6 May 2004 to 25 Nov 2008)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.