Date authorised
23 June 2015
Companies House
09303679
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lycetts
    Bank House
    Pilgrim Street
    Newcastle Upon Tyne
    NE1 6QF
    UNITED KINGDOM
    Phone
    +441912321151
  • Complaints Contact

    Lycetts
    Bank House
    Pilgrim Street
    Newcastle Upon Tyne
    NE1 6QF
    UNITED KINGDOM
    Phone
    +441912321151

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Wilson Hoult

    IRN CWH01062

    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
    • CF1 Director (23 Jun 2015 to 8 Dec 2019)
  • Ian Barclay

    IRN IXB01265

    • SMF3 Executive Director (since 11 Dec 2024)
    • Responsible for Insurance Distribution (since 11 Dec 2024)
    • SMF1 Chief Executive (since 11 Dec 2024)
  • Joel Hanoch Marks

    IRN JHM01045

    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Oct 2024)
    • Responsible for Insurance Mediation (23 Jun 2015 to 30 Sep 2018)
    • CF3 Chief Executive (23 Jun 2015 to 8 Dec 2019)
    • CF1 Director (23 Jun 2015 to 8 Dec 2019)
  • John Baty

    IRN JXB03554

    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
    • CF1 Director (14 Dec 2016 to 8 Dec 2019)
  • Paul Ronald Callaghan

    IRN PXC08027

    • CF1 Director (AR) (7 Nov 2018 to 5 Oct 2021)
  • Richard Skingle

    IRN RXS03043

    • SMF3 Executive Director (since 17 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.