CHATHAM FINANCIAL EUROPE, LTD

• Principal Place of Business

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +4402037433698

  Web

  https://www.chathamfinancial.com

• Complaints Contact

  68 Broadwick Street

  London

  Westminster

  W1F 9QZ

  UNITED KINGDOM

  Phone

  +442037433698

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Faisal Rutansingwa

  IRN FXR00123

  • [FCA CF] Manager of certification employee (since 28 Jun 2024)
  • [FCA CF] Client dealing (since 11 Jul 2022)
• Feryel Zahra Fraoucene

  IRN FZF01000

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
  • CF11 Money Laundering Reporting (15 Jun 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Jun 2009 to 8 Dec 2019)
• For Lam Yau

  IRN FXY00029

  • [FCA CF] Client dealing (since 24 Jun 2024)
• Francesco Podestà

  IRN FXP01121

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2020)
• Francisco Carballo

  IRN FXC01283

  • CF30 Customer (18 Jul 2011 to 11 Oct 2012)
• Fraser Turner

  IRN FXT24472

  • [FCA CF] Manager of certification employee (since 21 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
• Gavan Ragnar Duemke

  IRN GRD01060

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF21 Investment Adviser (16 Feb 2004 to 31 Oct 2007)
• George Alexander Lawrence Fordy

  IRN GXF00111

  • [FCA CF] Client dealing (since 14 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
• George Michael Leslie

  IRN GML01054

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Georgios Karalis

  IRN GXK01371

  • CF30 Customer (10 Apr 2014 to 28 Apr 2015)

No changes recorded yet.