Date authorised
1 April 2013
Companies House
04016753
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 4
    Imperial Place
    Maxwell Road
    Borehamwood
    Hertfordshire
    WD6 1JN
    UNITED KINGDOM
    Phone
    +442030962380
  • Complaints Contact

    Unit 4
    Imperial Place
    Maxwell Road
    Borehamwood
    Hertfordshire
    WD6 1JN
    UNITED KINGDOM
    Phone
    +442030962380

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abdultaiyab Pisavadi

    IRN AXP01638

    • CF1 Director (16 May 2007 to 11 Apr 2016)
  • Anthony Simmonds

    IRN AXS02066

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
  • Anup Dalal

    IRN AXD01538

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
  • Carin Johnson

    IRN CXJ01141

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Jeffrey Philip Goldman

    IRN JPG01116

    • CF8 Apportionment and Oversight (10 May 2007 to 31 Mar 2009)
    • CF1 Director (10 May 2007 to 11 Jul 2014)
  • Shilen Manek

    IRN SXM04193

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Aug 2017 to 8 Dec 2019)
  • Stanley Bloom

    IRN SXB01886

    • CF1 Director (14 Jan 2005 to 1 Aug 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Aug 2005)
  • Stephen Michael Jennings

    IRN SMJ01078

    • CF1 Director (6 Jan 2015 to 13 Sep 2019)
  • Steven Michael Strauss

    IRN SMS00080

    • CF1 Director (28 Jul 2005 to 31 Jul 2017)

Recent activity

Updates to this firm's record on the FCA register.

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