Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Mark Goodey

  IRN AMG00064

  • CF30 Customer (1 Nov 2007 to 11 Nov 2016)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
• Andrew Mark Kaye

  IRN AMK01058

  • CF1 Director (AR) (7 Apr 2006 to 19 Dec 2007)
  • CF2 Non Executive Director (14 Aug 2002 to 7 Apr 2006)
• Andrew Mark Ransley

  IRN AMR01116

  • CF22 Investment Adviser (Trainee) (16 Oct 2004 to 31 Mar 2005)
• Andrew Michael Whitehouse

  IRN AMW01193

  • CF30 Customer (1 Dec 2014 to 30 Mar 2015)
• Andrew Millward

  IRN AXM02637

  • CF30 Customer (1 Jan 2009 to 18 Sep 2009)
• Andrew Nelson

  IRN AXN01106

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
• Andrew O'Connor

  IRN AXO01210

  • CF30 Customer (28 Aug 2008 to 30 Jan 2009)
• Andrew Paul King

  IRN APK00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2025)
  • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
• Andrew Philip Papadopoulos

  IRN PXA01327

  • CF30 Customer (14 Jan 2010 to 31 Dec 2012)
  • CF29 Significant management (14 Jan 2010 to 9 Mar 2018)
  • CF16 Significant Mgt (Desgntd Investment Business) (29 May 2007 to 31 Oct 2007)
• Andrew Ramsay Fallow

  IRN ARF01040

  • CF30 Customer (19 Dec 2011 to 11 Sep 2012)

• Buckles Solicitors LLP (no longer appointed)

  FRN 517646 · Appointed 10 Feb 2010 · Until 3 Feb 2017

• Allguard Ltd (no longer appointed)

  FRN 512124 · Appointed 10 Nov 2009 · Until 3 Feb 2017

• Williams Ross Ltd (no longer appointed)

  FRN 511234 · Appointed 27 Oct 2009 · Until 20 Feb 2023

• Ramsdens Solicitors (no longer appointed)

  FRN 509588 · Appointed 9 Oct 2009 · Until 9 Oct 2013

• Lucentum Ltd (no longer appointed)

  FRN 507616 · Appointed 30 Sep 2009 · Until 3 Feb 2017

• Johnstone Howell & Co Accountants (no longer appointed)

  FRN 507070 · Appointed 17 Sep 2009 · Until 3 Feb 2017

• Groves Davey Ltd (no longer appointed)

  FRN 506594 · Appointed 7 Sep 2009 · Until 3 Feb 2017

• Mansell Lunt & Co Accountants Ltd (no longer appointed)

  FRN 506585 · Appointed 7 Sep 2009 · Until 3 Feb 2017

• John Davies & Co (no longer appointed)

  FRN 499573 · Appointed 4 Sep 2009 · Until 3 Feb 2017

• Clifford Roberts Chartered Accountants (no longer appointed)

  FRN 505179 · Appointed 17 Aug 2009 · Until 3 Jun 2015

No changes recorded yet.