Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevan Stephen Wood

  IRN KSW01028

  • CF11 Money Laundering Reporting (24 Nov 2006 to 21 Feb 2007)
  • CF10 Compliance Oversight (24 Nov 2006 to 21 Feb 2007)
• Kevin David Rowell

  IRN KDR01013

  • CF30 Customer (27 Feb 2008 to 31 Aug 2011)
• Kevin Hodgson

  IRN KXH00084

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Kevin Patrick Burns

  IRN KXB00204

  • [FCA CF] Client dealing (8 Feb 2021 to 28 Oct 2021)
  • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 28 Oct 2021)
• Kevin Paul Kent

  IRN KPK01011

  • CF30 Customer (5 Jul 2011 to 21 Oct 2011)
• Kieran Moore

  IRN KXM00784

  • [FCA CF] Functions requiring qualifications (25 Feb 2025 to 10 Oct 2025)
  • [FCA CF] Client dealing (25 Feb 2025 to 10 Oct 2025)
• Kim Spence

  IRN KXT01146

  • CF30 Customer (28 May 2009 to 26 Jul 2012)
• Kirsty Ann Brown

  IRN KXB07711

  • [FCA CF] Manager of certification employee (4 Apr 2022 to 31 Oct 2023)
  • [FCA CF] Client dealing (4 Apr 2022 to 31 Jul 2022)
  • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 31 Jul 2022)
• Kirsty Sutherland

  IRN KXS01801

  • CF30 Customer (26 Oct 2011 to 26 Apr 2017)
• Kirsty Wilkinson

  IRN KXM01901

  • [FCA CF] Manager of certification employee (since 30 Mar 2023)

• IMC Consulting Group Limited (no longer appointed)

  FRN 547719 · Appointed 19 Apr 2011 · Until 3 Feb 2017

• Page Tax Consulting LLP (no longer appointed)

  FRN 544252 · Appointed 25 Mar 2011 · Until 20 Feb 2023

• Antonio Stewart (no longer appointed)

  FRN 537727 · Appointed 15 Dec 2010 · Until 3 Feb 2017

• Turner Hampton Ltd (no longer appointed)

  FRN 536138 · Appointed 18 Nov 2010 · Until 3 Feb 2017

• Exla Ltd (no longer appointed)

  FRN 534903 · Appointed 3 Nov 2010 · Until 3 Feb 2017

• New Horizons Business Management Limited (no longer appointed)

  FRN 533467 · Appointed 13 Oct 2010 · Until 18 Jan 2017

• Peter Howard-Jones Limited (no longer appointed)

  FRN 505451 · Appointed 6 Oct 2010 · Until 3 Feb 2017

• David Leigh (no longer appointed)

  FRN 530914 · Appointed 1 Sep 2010 · Until 3 Feb 2017

• Harris Lipman LLP (no longer appointed)

  FRN 530019 · Appointed 19 Aug 2010 · Until 3 Feb 2017

• Malcolm Watson Associates Limited (no longer appointed)

  FRN 529691 · Appointed 13 Aug 2010 · Until 22 Jun 2011

No changes recorded yet.