CHARLES SCHWAB, U.K., LIMITED

Date authorised
1 April 2013
Companies House
04709153
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Ludgate Hill
    London
    EC4M 7JN
    UNITED KINGDOM
    Phone
    +4402037952704
    Web
    https://www.schwab.co.uk

  • Complaints Contact

    33 Ludgate Hill
    London
    EC4M 7JN
    UNITED KINGDOM
    Phone
    +4402037952705

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Francis Quinn

    IRN WFQ01000

    • SMF3 Executive Director (9 Dec 2019 to 22 May 2024)
    • CF1 Director (3 Nov 2010 to 8 Dec 2019)
  • Xavier Espin

    IRN XXE00002

    • [FCA CF] Client dealing (6 Jun 2022 to 7 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.