Chantry Corporate Finance Ltd

Date authorised
1 April 2013
Companies House
04623420
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Parallel House
    32 London Road
    Guildford
    Surrey
    GU1 2AB
    UNITED KINGDOM
    Phone
    +4401483230334
    Web
    https://www.chantrycorporatefinance.co.uk

  • Complaints Contact

    Parallel House
    32 London Road
    Guildford
    Surrey
    GU1 2AB
    UNITED KINGDOM
    Phone
    +4401483230334

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Blake

    IRN DJB01246

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Apr 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (28 Apr 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Apr 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (28 Apr 2003 to 31 Oct 2007)
    • CF3 Chief Executive (28 Apr 2003 to 8 Dec 2019)
    • CF1 Director (28 Apr 2003 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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