Date authorised
1 April 2013
Companies House
06229756
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Leadenhall Street
    London
    EC3A 2AD
    UNITED KINGDOM
    Phone
    +442079775700
  • Complaints Contact

    65 Leadenhall Street
    London
    EC3A 2AD
    UNITED KINGDOM
    Phone
    +4402079775700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Gibson Davies

    IRN CJD01144

    • CF1 Director (AR) (17 Apr 2009 to 23 Nov 2021)
  • Daniel Lloyd Beazley

    IRN DLB01102

    • SMF3 Executive Director (9 Dec 2019 to 3 Nov 2025)
    • CF1 Director (5 Dec 2008 to 8 Dec 2019)
  • David John Charles Cox

    IRN DXC00956

    • CF1 Director (AR) (since 26 Jan 2026)
  • David Mark Cunningham

    IRN DXC21743

    • SMF3 Executive Director (since 9 Dec 2019)
  • Edward James Beddoes Morgan

    IRN EXM00508

    • CF1 Director (AR) (since 6 Jul 2025)
  • James Demetrios Joannou

    IRN JDJ01041

    • CF1 Director (AR) (since 11 Jun 2024)
  • James Dyson

    IRN JXD17790

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (30 Jul 2024 to 30 Jan 2026)
    • CF1 Director (11 Oct 2019 to 8 Dec 2019)
  • John Crispin Speers

    IRN JCS01147

    • CF2 Non Executive Director (5 Dec 2008 to 8 Dec 2019)
  • John Lucas

    IRN JXL01693

    • CF1 Director (AR) (since 30 Aug 2023)
    • SMF1 Chief Executive (since 2 May 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (5 Dec 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (5 Dec 2008 to 30 Sep 2018)
    • CF1 Director (5 Dec 2008 to 8 Dec 2019)
    • CF3 Chief Executive (5 Dec 2008 to 8 Dec 2019)
  • Jonathan Saverio William Ardolino

    IRN JSA01079

    • CF1 Director (AR) (since 8 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Cyber Assist Ltd (no longer appointed)

    FRN 715822 · Appointed 3 Sep 2015 · Until 14 Feb 2018

  • Graig Shipping Plc (no longer appointed)

    FRN 422873 · Appointed 10 Dec 2008 · Until 24 Nov 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.