Chang Hwa Commercial Bank Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Te-Jen Liu
IRN TXL00319
- [FCA CF] Material risk taker (since 8 May 2025)
- [FCA CF] Manager of certification employee (since 8 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 8 May 2025)
Teng-Chao Wu
IRN TXW00251
- [FCA CF] Manager of certification employee (1 Dec 2022 to 8 May 2025)
- [FCA CF] Material risk taker (1 Dec 2022 to 8 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2022 to 8 May 2025)
Tony Jih-Cheng Yang
IRN TJY01008
- CF3 Chief Executive (19 May 2004 to 19 May 2004)
- CF8 Apportionment and Oversight (19 May 2004 to 19 May 2004)
Tsang-Lang Hou
IRN TXH01359
- CF8 Apportionment and Oversight (4 Feb 2008 to 16 Dec 2008)
- CF3 Chief Executive (4 Feb 2008 to 16 Dec 2008)
Ya Hui Chen
IRN YHC01004
- CF11 Money Laundering Reporting (10 Aug 2011 to 1 Oct 2015)
- CF10 Compliance Oversight (10 Aug 2011 to 1 Oct 2015)
Ya-Hui Chiang
IRN YXC00032
- [FCA CF] Material risk taker (since 5 Jul 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2021)
- [FCA CF] Manager of certification employee (since 5 Jul 2021)
Ya-Wen Cheng
IRN YXC01136
- SMF16 Compliance Oversight (7 Mar 2016 to 1 Nov 2016)
- CF10 Compliance Oversight (10 Aug 2015 to 6 Mar 2016)
Yeun-Ginn Chen
IRN YJC01003
- CF1 Director (4 Jan 2010 to 17 Aug 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 3 Aug 2004)
- CF3 Chief Executive (1 Dec 2001 to 3 Aug 2004)
Yu-Sheng Tsai
IRN YXT01039
- CF11 Money Laundering Reporting (9 Jan 2004 to 6 Oct 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.