Chamberlain Associates

• Principal Place of Business

  616 Hyde Road

  Manchester

  Greater Manchester

  M18 7EE

  UNITED KINGDOM

  Phone

  +441612484747

• Complaints Contact

  616 Hyde Road

  Manchester

  Greater Manchester

  M18 7EE

  UNITED KINGDOM

  Phone

  +441612484747

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice, buy to let and second charge mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Hugh Smith

  IRN AHS00003

  • CF11 Money Laundering Reporting (1 Jan 2013 to 1 Apr 2016)
  • CF10 Compliance Oversight (1 Jan 2013 to 1 Apr 2016)
  • Responsible for Insurance Mediation (13 Dec 2012 to 4 Apr 2016)
  • CF30 Customer (1 Nov 2007 to 9 Aug 2016)
  • CF4 Partner (12 Sep 2005 to 9 Aug 2016)
  • CF21 Investment Adviser (23 May 2003 to 31 Oct 2007)
• David Bray

  IRN DXB00090

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (8 Jun 2016 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (23 May 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 May 2003 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (23 May 2003 to 31 Dec 2012)
  • CF21 Investment Adviser (23 May 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (23 May 2003 to 31 Oct 2005)
• Francesca Ann Chamberlain

  IRN FAC01032

  • CF30 Customer (29 May 2009 to 24 Dec 2009)
• James Harrison Kirsopp

  IRN JHK00005

  • CF30 Customer (21 May 2008 to 24 Dec 2009)
• Robin Algy Steven Chamberlain

  IRN RAC00029

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF8 Apportionment and Oversight (9 Nov 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Nov 2012)
  • CF4 Partner (23 May 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (23 May 2003 to 31 Oct 2007)

No changes recorded yet.