This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

CFS Management Ltd

Watch for changes

FRN: 171480
Companies House: 02960433
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

55 Riding House Street

London

W1W 7EE

UNITED KINGDOM

Phone

+442036330323

Web

https://www.cfsm.co.uk
Complaints Contact

55 Riding House Street

London

W1W 7EE

UNITED KINGDOM

Phone

+442036330323

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Maylin Ng
IRN MXN01282
- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF26 Customer Trading (1 Nov 2005 to 31 Oct 2007)
Melissa Gaye O'Connell
IRN MGO01007
- CF26 Customer Trading (19 Jan 2005 to 11 Feb 2005)
Michael David Smith
IRN MDS00015
- CF24 Pension Transfer Specialist (1 Dec 2001 to 10 Apr 2002)
Mikhail Pugachev
IRN MXP02760
- CF30 Customer (20 Dec 2017 to 31 May 2019)
Paul Alan John Mills
IRN PAM01310
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (30 Nov 2017 to 8 Dec 2019)
Sukhwinder Kaur Soomal
IRN SKS01057
- CF30 Customer (26 Jun 2008 to 28 Feb 2010)
Sylvia Helen Harwood
IRN SHH00014
- CF1 Director (1 Dec 2001 to 7 Jul 2004)
Valerij Riskin
IRN VXR01090
- CF30 Customer (12 Sep 2018 to 7 Apr 2026)
- CF1 Director (AR) (12 Sep 2018 to 7 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

ICE CASTLE LIMITED (no longer appointed)
FRN 793435 · Appointed 23 Mar 2020 · Until 25 Aug 2020
Esmond Capital Limited (no longer appointed)
FRN 791741 · Appointed 15 May 2018 · Until 7 Apr 2026
Andrew Harwood Financial Solutions (no longer appointed)
FRN 401511 · Appointed 6 Jan 2005 · Until 25 Jan 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.