CFRA UK Limited

Date authorised
25 September 2017
Companies House
08456139
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Berg Kaprow Lewis
    35 Ballards Lane
    London
    Barnet
    N3 1XW
    UNITED KINGDOM
    Phone
    +16465176001
    Web
    https://www.cfraresearch.com

  • Complaints Contact

    977 Seminole Trail PMB 230
    Charlottesville
    Virginia
    22901
    UNITED STATES OF AMERICA
    Phone
    +16465176001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ansari Mahgul

    IRN AXM04805

    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
  • Giles Simon Flower

    IRN GSF00016

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2025)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
    • CF3 Chief Executive (25 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Sep 2017 to 8 Dec 2019)
    • CF1 Director (25 Sep 2017 to 8 Dec 2019)
  • Gunther David Ibbeken

    IRN GDI01006

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2017 to 8 Dec 2019)
  • James Warden

    IRN JXW09580

    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Monika Goel

    IRN MXG02614

    • CF30 Customer (25 Sep 2017 to 14 Nov 2018)
  • Paula Anneli Ruohoranta

    IRN PAR01228

    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Peter Eugene de Boer

    IRN PED01062

    • SMF1 Chief Executive (since 12 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
    • CF1 Director (25 Sep 2017 to 8 Dec 2019)
  • Robert Emmet Owens

    IRN REO01019

    • CF30 Customer (1 Feb 2018 to 16 Dec 2018)
  • Theresa Zybko Torian

    IRN TZT01002

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
  • Toby Maybury

    IRN TXM00084

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 May 2025 to 18 Dec 2025)
    • SMF1 Chief Executive (7 May 2025 to 18 Dec 2025)
    • SMF3 Executive Director (7 May 2025 to 18 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.