CFP Energy (UK) Ltd.

• Principal Place of Business

  245 Hammersmith Road

  London

  Hammersmith And Fulham

  W6 8PW

  UNITED KINGDOM

  Phone

  +442073483500

  Web

  https://www.cfp.energy

• Complaints Contact

  245 Hammersmith Road

  London

  Hammersmith And Fulham

  W6 8PW

  UNITED KINGDOM

  Phone

  +442073483500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Martin ROwe

  IRN JXR00899

  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
• James McRobbie

  IRN JXM03216

  • SMF16 Compliance Oversight (since 19 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Apr 2023)
• James Patrick St Clair Brown

  IRN JXB04232

  • [FCA CF] Client dealing (since 14 Jan 2026)
  • [FCA CF] Functions requiring qualifications (14 Jan 2026 to 10 Apr 2026)
• James Rosser

  IRN JXR00185

  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Manager of certification employee (since 9 Jun 2025)
  • [FCA CF] Material risk taker (since 9 Jun 2025)
  • [FCA CF] Significant management (since 9 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
• Jarek Kozlowski

  IRN JXK00822

  • [FCA CF] Manager of certification employee (since 3 Feb 2025)
  • [FCA CF] Significant management (since 3 Feb 2025)
  • [FCA CF] Material risk taker (since 3 Feb 2025)
• Jonathan Navon

  IRN JXN01086

  • SMF3 Executive Director (since 19 Apr 2023)
• Joseph Emmanuel Eagell

  IRN JXE00377

  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 19 Jun 2024)
• Luka Benjamin Garrod

  IRN LXG00348

  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
• Marieline Laham

  IRN MXL00763

  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Client dealing (since 23 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
• Mark Smith

  IRN MXS05324

  • [FCA CF] Significant management (since 9 Jun 2025)

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