CFG Investment Services Ltd

FRN: 448320
Last scraped: 1 hour ago

This firm operates as an appointed representative of The Carruth Financial Group Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2/1 Cadell House

27 Waterloo Street

Glasgow

Lanarkshire

G2 6BZ

UNITED KINGDOM

Phone

+4401412261720

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony Stephen Patterson
IRN ASP00018
- (2)Employed By (since 6 Sep 2024)
Karen Reid
IRN KXM01558
- (1)Employed By (since 22 Jun 2007)

Recent activity

Updates to this firm's record on the FCA register.

21 hours ago
controlled function added: (2)Employed By
21 hours ago
controlled function added: (1)Employed By
21 hours ago
controlled function removed: Employed By
21 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.