Date authorised
27 September 2019
Companies House
10649821
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Certua
    12-18 Theobalds Road
    London
    WC1X 8PL
    UNITED KINGDOM
    Phone
    +442045264920
  • Complaints Contact

    Certua
    12-18 Theobalds Road
    London
    WC1X 8PL
    UNITED KINGDOM
    Phone
    +442039239880

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Fryer

    IRN CXF00129

    • [FCA CF] Significant management (since 1 Feb 2021)
  • Gregory Richard Duffield

    IRN GXD13557

    • [FCA CF] Significant management (1 Feb 2021 to 28 Apr 2022)
  • James Harry Sutcliffe

    IRN JHS01037

    • SMF9 Chair of the Governing Body (4 Apr 2020 to 7 Oct 2021)
  • Jason Colin Le Page

    IRN JXL00181

    • [FCA CF] Significant management (24 May 2021 to 9 Apr 2024)
    • SMF3 Executive Director (14 Feb 2021 to 24 May 2021)
  • John Anthony Levin

    IRN JAL01087

    • Director of firm who is not a certification employee or a SMF manager (since 21 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 20 Jun 2024)
    • Responsible for Insurance Distribution (27 Sep 2019 to 12 Apr 2023)
    • CF1 Director (27 Sep 2019 to 8 Dec 2019)
  • Luke Bewley

    IRN LXB00709

    • [FCA CF] Significant management (2 Sep 2024 to 13 Feb 2025)
  • Melissa Lever

    IRN MXL00693

    • [FCA CF] Significant management (2 Sep 2024 to 14 Aug 2025)
  • Paul Mark Whitlock

    IRN PMW01057

    • SMF9 Chair of the Governing Body (17 Sep 2024 to 2 Mar 2026)
  • Sukhraj Singh Takhar

    IRN SST01025

    • SMF16 Compliance Oversight (23 Feb 2020 to 6 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Feb 2020 to 6 May 2021)
  • Thomas James Williams

    IRN TJW01187

    • Responsible for Insurance Distribution (since 14 Apr 2023)
    • SMF1 Chief Executive (since 7 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.