Cerberus European Capital Advisors, LLP

• Principal Place of Business

  Cerberus UK Management Ltd

  5 Savile Row

  London

  Westminster

  W1S 3PB

  UNITED KINGDOM

  Phone

  +442076476000

  Web

  https://www.cerberusuk.com

• Complaints Contact

  Cerberus UK Management Ltd

  5 Savile Row

  London

  Westminster

  W1S 3PB

  UNITED KINGDOM

  Phone

  +442076476000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donald Sai Heiy Chu

  IRN DXC00851

  • SMF27 Partner (since 31 Mar 2025)
• Edward Valentino

  IRN EXV00013

  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jul 2021)
• Emanuele Rosetti Zannoni

  IRN EXR01389

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
• Gerald Porter Strong

  IRN GPS01102

  • SMF9 Chair of the Governing Body (9 Apr 2024 to 31 Mar 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 18 Mar 2024)
  • CF3 Chief Executive (12 Mar 2009 to 8 Dec 2019)
  • CF4 Partner (27 Feb 2007 to 8 Dec 2019)
• Huw Robert Douglas Williams

  IRN HRW01014

  • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
  • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • CF4 Partner (19 Sep 2007 to 30 Jan 2009)
• Ivan Charles Pierre Savoie

  IRN IXS00327

  • [FCA CF] Client dealing (since 10 Jun 2025)
  • [FCA CF] Material risk taker (since 10 Jun 2025)
• Jason William Davis

  IRN JXD01039

  • [FCA CF] Client dealing (4 Jun 2025 to 16 Nov 2025)
  • [FCA CF] Material risk taker (4 Jun 2025 to 16 Nov 2025)
• Jeffrey Samuel Lubin

  IRN JXL01220

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF8 Apportionment and Oversight (9 Jun 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (9 Jun 2006 to 6 Mar 2009)
  • CF11 Money Laundering Reporting (9 Jun 2006 to 6 Mar 2009)
  • CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
  • CF3 Chief Executive (9 Jun 2006 to 12 Mar 2009)
  • CF4 Partner (9 Jun 2006 to 20 Mar 2009)
• Joanne Glasgow

  IRN JXG20207

  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Mar 2023)
  • CF10 Compliance Oversight (26 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Sep 2019 to 8 Dec 2019)
• Jonathan Michael FADALE

  IRN JMF01190

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)

No changes recorded yet.