Date authorised
6 June 2014
Companies House
07596141
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90B Broomfield Road
    Chelmsford
    Essex
    CM1 1SS
    UNITED KINGDOM
    Phone
    +4401245905100
  • Complaints Contact

    90B Broomfield Road
    Chelmsford
    Essex
    CM1 1SS
    UNITED KINGDOM
    Phone
    +4401245905100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Domini Louise Fraser

    IRN DXF00079

    • Director of firm who is not a certification employee or a SMF manager (26 Jan 2021 to 16 Feb 2021)
  • Guy Fraser

    IRN GXF01326

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Nov 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (6 Jun 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Jun 2014 to 30 Sep 2018)
  • Ian White

    IRN IXW00079

    • [FCA CF] Significant management (22 Apr 2021 to 27 Nov 2025)
  • Seamus Gallagher

    IRN SXG24696

    • CF1 Director (AR) (28 Nov 2019 to 1 Apr 2022)
  • Thomas Douglas Martin Stephenson

    IRN TDS01064

    • CF1 Director (AR) (28 Nov 2019 to 30 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Metrica Limited (no longer appointed)

    FRN 917159 · Appointed 20 Nov 2019 · Until 1 Apr 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.