Central Markets Investment Management Limited

• Principal Place of Business

  c/o Dominik Thiel-Czerwinke and Louise Donna Baxter

  of Begbies Traynor (Central) LLP

  1066 London Road

  Leigh-on-Sea

  Essex

  SS9 3NA

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam David Stark

  IRN ADS01115

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (19 Apr 2012 to 8 Dec 2019)
  • CF1 Director (19 Apr 2012 to 8 Dec 2019)
• Alan Michael Collins

  IRN AMC01140

  • CF1 Director (2 Jan 2008 to 11 Feb 2012)
  • CF30 Customer (2 Jan 2008 to 11 Feb 2012)
• Alexander Hugh Loder

  IRN SXL01238

  • CF1 Director (30 Jul 2013 to 5 Nov 2014)
• Altan Daniel Ali

  IRN AAA01038

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 Apr 2012 to 8 Dec 2019)
• Andrew James Bruce Myers

  IRN AJM01449

  • CF30 Customer (19 Feb 2014 to 8 Aug 2014)
• Daniel Bradley Malsbury

  IRN DBM01047

  • CF30 Customer (13 Jun 2014 to 18 Aug 2015)
• Darren Courtney-Cook

  IRN DPC01045

  • CF1 Director (2 Jun 2011 to 1 May 2012)
• Jonathan Daniel Silvester

  IRN JDS01152

  • CF11 Money Laundering Reporting (9 Jan 2015 to 30 Nov 2018)
  • CF10 Compliance Oversight (9 Jan 2015 to 30 Nov 2018)
• Joseph Paul Neighbour

  IRN JPN01044

  • CF30 Customer (21 Dec 2012 to 27 Apr 2017)
• Maxime Andrew Knudsen

  IRN MAK01058

  • CF1 Director (2 Jan 2008 to 11 Feb 2012)
  • CF30 Customer (2 Jan 2008 to 11 Feb 2012)

• Primo Asset Management SARL (no longer appointed)

  FRN 616584 · Appointed 4 Mar 2014 · Until 19 Nov 2014

• Alternative Investment Initiatives Limited (no longer appointed)

  FRN 592788 · Appointed 12 Dec 2012 · Until 22 Dec 2014

• PIA-First Limited (no longer appointed)

  FRN 591182 · Appointed 14 Nov 2012 · Until 4 Apr 2014

• PIA - First Capital Limited (no longer appointed)

  FRN 561993 · Appointed 11 Aug 2011 · Until 12 Nov 2012

No changes recorded yet.