CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jean- Pierre Rene Millet

  IRN JPM01220

  • CF30 Customer (18 Nov 2010 to 1 Jan 2013)
• Jeffrey Robert Currie

  IRN JRC01169

  • [FCA CF] Client dealing (since 2 Aug 2024)
• Jennifer Barker

  IRN JXB03522

  • [FCA CF] Significant management (since 29 Mar 2021)
  • CF4 Partner (16 Sep 2016 to 9 Dec 2019)
• Jeremy Hawthorne Ford

  IRN JXH02451

  • CF30 Customer (14 Feb 2014 to 31 Dec 2016)
• Jonathan James Cosgrave

  IRN JJC01071

  • CF30 Customer (30 Jun 2014 to 8 Dec 2019)
• Jose Caballero Martinez

  IRN JXC03486

  • [FCA CF] Client dealing (since 11 Dec 2025)
• João Pedro Félix Saraiva e Silva

  IRN JFS01060

  • CF4 Partner (30 Apr 2013 to 30 Aug 2013)
• Justus Loick

  IRN JXL62396

  • [FCA CF] Client dealing (since 26 Nov 2025)
• Karthic Jayaraman

  IRN KXJ01227

  • CF30 Customer (31 Dec 2012 to 9 Dec 2019)
  • CF4 Partner (31 Dec 2012 to 9 Dec 2019)
• Katharina Neureiter

  IRN KXN00064

  • [FCA CF] Client dealing (since 31 Mar 2021)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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