CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philippe Stepan-Rivard

  IRN PRS01202

  • [FCA CF] Client dealing (24 Feb 2025 to 27 Feb 2026)
• Remy Salettes

  IRN RXS00428

  • [FCA CF] Client dealing (since 29 Mar 2021)
• Riddhi Bhalla

  IRN RXB02046

  • [FCA CF] Client dealing (since 29 Mar 2021)
• Risham Saif

  IRN RXS03007

  • [FCA CF] Client dealing (since 15 Dec 2021)
• Robert James Campbell Easton

  IRN RJE01058

  • CF4 Partner (4 Mar 2011 to 9 Dec 2019)
  • CF30 Customer (18 Nov 2010 to 9 Dec 2019)
• Roderick MacMillan

  IRN RXM02216

  • CF4 Partner (1 Sep 2011 to 9 Dec 2019)
• Romain Azoulai

  IRN RXA00276

  • [FCA CF] Client dealing (25 Jan 2022 to 31 Dec 2025)
• Rosalind Emily Conder

  IRN RXC00801

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Ross Matsentides

  IRN AXM06230

  • [FCA CF] Client dealing (since 20 Nov 2025)
• Rusne Didziulyte

  IRN RXD01606

  • [FCA CF] Client dealing (since 29 Mar 2021)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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