CECP Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +4402078941200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marco de Benedetti

  IRN MXD01657

  • CF2 Non Executive Director (18 Nov 2010 to 13 Dec 2012)
• Marianne Parker

  IRN MXP02232

  • [FCA CF] Client dealing (29 Mar 2021 to 13 Jan 2026)
• Marius Draghici

  IRN MXD01527

  • CF4 Partner (6 Apr 2014 to 7 Oct 2016)
  • CF28 Systems and controls (18 Nov 2010 to 7 Oct 2016)
• Mark Timothy Dale

  IRN MTD01046

  • [FCA CF] Client dealing (6 Oct 2021 to 25 Feb 2025)
• Marlon Chigwende

  IRN MXC02778

  • CF4 Partner (10 Oct 2014 to 1 Sep 2016)
  • CF30 Customer (10 Oct 2014 to 1 Sep 2016)
• Marton Kenessey

  IRN MXK02200

  • [FCA CF] Client dealing (25 Jan 2022 to 25 Feb 2025)
• Mathew Mifsud

  IRN MXM04466

  • [FCA CF] Client dealing (since 23 Oct 2024)
• Matthew Christian Cottrell

  IRN MCC01120

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Aug 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Aug 2025)
  • CF10 Compliance Oversight (22 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Jun 2017 to 8 Dec 2019)
• Maxwell Macklin

  IRN MXM01128

  • [FCA CF] Client dealing (since 11 Apr 2023)
• Megha Jain

  IRN MXJ00346

  • [FCA CF] Client dealing (7 Nov 2022 to 26 Feb 2023)

• CIC Advisors LLP

  FRN 986581 · Appointed 3 Nov 2022 · Tied agent

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