Date authorised
1 April 2013
Companies House
05879041
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Lee

    IRN JXL01802

    • CF29 Significant management (30 Dec 2010 to 21 May 2014)
  • Johanne Louise Harvey

    IRN JLH01148

    • CF1 Director (AR) (4 Dec 2008 to 3 Dec 2009)
  • John Derek Henry

    IRN JDH01186

    • CF29 Significant management (8 Mar 2016 to 1 Jul 2018)
  • John Derek Leonard Critcher

    IRN JDC01149

    • CF1 Director (AR) (30 Mar 2009 to 3 Dec 2009)
  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (since 18 Jan 2021)
  • John Ivan Tiner

    IRN JIT00010

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 18 Nov 2022)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (9 Jun 2015 to 8 Dec 2019)
  • John Kennedy

    IRN JXK01738

    • CF1 Director (23 Nov 2012 to 30 Jun 2014)
  • John Michael Guggenheim

    IRN JMG01218

    • CF1 Director (AR) (30 Sep 2008 to 3 Dec 2009)
  • John Neill

    IRN JXN01290

    • CF29 Significant management (14 Nov 2008 to 28 Feb 2011)
  • John Richard Christie

    IRN JRC01263

    • CF1 Director (AR) (11 Jan 2013 to 3 Dec 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.