Date authorised
1 April 2013
Companies House
05879041
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Paul Prescot

    IRN RPP01030

    • CF1 Director (AR) (10 Sep 2008 to 3 Dec 2009)
  • Richard Peter Turberville

    IRN RPT01053

    • CF29 Significant management (1 Nov 2007 to 9 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Jul 2007 to 31 Oct 2007)
  • Richard Shannon

    IRN RXS01662

    • CF28 Systems and controls (12 Nov 2014 to 31 Oct 2015)
  • Rizwan Malik

    IRN RXM01737

    • CF1 Director (AR) (20 Aug 2008 to 3 Dec 2009)
  • Robert Anthony Simpson

    IRN RAS01242

    • CF1 Director (11 Jun 2012 to 10 Aug 2015)
  • Robert Carle Smith

    IRN RCS01110

    • CF4 Partner (AR) (1 Dec 2009 to 3 Dec 2009)
    • CF1 Director (AR) (17 Jul 2009 to 1 Dec 2009)
  • Robert Howie Hornsby

    IRN RXH01741

    • CF1 Director (AR) (23 Feb 2009 to 3 Dec 2009)
  • Robert John Millar

    IRN RJM01454

    • CF1 Director (AR) (10 Dec 2010 to 16 May 2013)
  • Robert Laurence Worrell

    IRN RLW01047

    • SMF7 Group Entity Senior Manager (since 23 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 23 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Sep 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Sep 2022)
    • Responsible for Insurance Mediation (21 May 2018 to 30 Sep 2018)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (21 May 2018 to 8 Dec 2019)
  • Robert Pollard

    IRN RXP01783

    • CF29 Significant management (18 Dec 2012 to 10 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.