Date authorised
1 April 2013
Companies House
05879041
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip John Christie

    IRN PJC01344

    • CF1 Director (AR) (9 Dec 2008 to 3 Dec 2009)
  • Philip Mark Bunker

    IRN PMB01067

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 14 Nov 2022)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 14 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 14 Nov 2022)
    • CF2 Non Executive Director (29 Apr 2019 to 8 Dec 2019)
  • Philip Spencer Bayles

    IRN PSB01106

    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • SMF3 Executive Director (since 9 Jan 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • SMF18 Other Overall Responsibility (since 13 May 2022)
  • Philip Wynford Moore

    IRN PWM01047

    • CF2 Non Executive Director (4 Apr 2012 to 31 Mar 2017)
  • Rachel Dawn Claire Maguire

    IRN RXM00716

    • [FCA CF] Significant management (8 Sep 2022 to 31 Dec 2024)
  • Rajinder Kaur Bajwa

    IRN RKB01068

    • CF1 Director (AR) (7 Apr 2009 to 3 Dec 2009)
  • Richard Darren Champion

    IRN RDC01107

    • CF1 Director (AR) (25 Sep 2008 to 3 Dec 2009)
  • Richard John Tuplin

    IRN RJT01178

    • SMF1 Chief Executive (27 Sep 2022 to 3 Dec 2025)
    • Responsible for Insurance Distribution (27 Sep 2022 to 3 Dec 2025)
    • SMF3 Executive Director (19 May 2022 to 3 Dec 2025)
  • Richard King

    IRN RXK00207

    • [FCA CF] Significant management (30 Jul 2021 to 13 Jan 2022)
  • Richard Manuel Beltran

    IRN RMB01207

    • CF1 Director (AR) (5 Nov 2008 to 3 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.