Date authorised
1 April 2013
Companies House
05879041
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Bruce

    IRN DJB01523

    • Responsible for Insurance Mediation (9 Aug 2012 to 13 Nov 2014)
    • CF1 Director (18 Apr 2012 to 13 Nov 2014)
  • David John Baker

    IRN DJB01432

    • CF4 Partner (AR) (17 Oct 2008 to 3 Dec 2009)
    • CF1 Director (AR) (26 Sep 2008 to 3 Dec 2009)
  • David John Rose

    IRN DJR00057

    • CF1 Director (AR) (20 Feb 2009 to 3 Dec 2009)
  • David Martin Wrathall

    IRN DMW01152

    • CF1 Director (10 Nov 2009 to 6 Aug 2015)
    • CF29 Significant management (1 Nov 2007 to 1 Nov 2009)
    • CF17 Significant Mgt (Other Business Operations) (3 Oct 2007 to 31 Oct 2007)
  • Deanne Sawyer

    IRN DXS01861

    • CF1 Director (AR) (11 Feb 2009 to 3 Dec 2009)
  • Dev Gopalan

    IRN DXG01778

    • CF2 Non Executive Director (15 May 2015 to 31 Dec 2015)
    • CF2 Non Executive Director (AR) (27 Mar 2015 to 31 Dec 2015)
  • Diane Cougill

    IRN DXC01452

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF1 Director (2 Oct 2018 to 8 Dec 2019)
  • Diane Margaret Gillen

    IRN DMG01113

    • CF1 Director (AR) (20 Aug 2008 to 3 Dec 2009)
  • Dominic Beattie

    IRN DXB00880

    • [FCA CF] Significant management (21 Aug 2023 to 24 Jul 2025)
  • Dominic Taylor

    IRN DXT01281

    • CF29 Significant management (1 Feb 2013 to 4 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.