Date authorised
1 April 2013
Companies House
05879041
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Barnard

    IRN JXB11964

    • SMF24 Chief Operations (9 Dec 2019 to 31 Dec 2020)
    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • James Harry Clarke

    IRN JHC01114

    • CF1 Director (AR) (18 Nov 2008 to 18 Jun 2009)
  • James Michel Douglas

    IRN JMD01243

    • CF1 Director (AR) (19 Sep 2008 to 7 Oct 2009)
  • James Philip Richard Player

    IRN JPP01114

    • CF1 Director (AR) (20 Sep 2013 to 26 Nov 2015)
  • James Richard Bailey

    IRN JRB01289

    • CF1 Director (AR) (30 Nov 2009 to 4 Feb 2010)
  • James Yeandle

    IRN JXY00037

    • SMF2 Chief Finance (since 23 Sep 2022)
    • SMF3 Executive Director (since 23 Sep 2022)
    • [FCA CF] Significant management (24 Feb 2021 to 18 Nov 2022)
  • Jan Janshen

    IRN JXJ01375

    • CF2 Non Executive Director (AR) (23 Sep 2014 to 10 Mar 2015)
  • Jane Hughes

    IRN JXH00089

    • CF1 Director (AR) (4 Nov 2008 to 3 Dec 2009)
  • Jane Parks

    IRN JXP01799

    • CF4 Partner (AR) (9 Jun 2009 to 3 Dec 2009)
  • Jane Susan Wetherop

    IRN JSW01112

    • CF1 Director (AR) (20 Aug 2008 to 3 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.