Date authorised
2 December 2019
Companies House
10203430
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 The Oval
    Wakefield
    WF1 3QB
    UNITED KINGDOM
    Phone
    +4401924363990
  • Complaints Contact

    5 The Oval
    Wakefield
    WF1 3QB
    UNITED KINGDOM
    Phone
    +4401924363990

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darron John William Brady

    IRN DJB01471

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Dec 2019)
    • CF1 Director (2 Dec 2019 to 8 Dec 2019)
  • Nicola Jayne Brady

    IRN NXB16146

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Dec 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.