CBRE Investment Management (UK Funds) Limited

• Principal Place of Business

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

  Web

  https://www.cbreim.com

• Complaints Contact

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Andrea Finegan

  IRN AXS01384

  • CF30 Customer (12 Feb 2008 to 30 Sep 2009)
• Andrew Davey

  IRN AXD12745

  • [FCA CF] Manager of certification employee (since 12 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Mar 2019 to 8 Dec 2019)
• Andrew Guy Le Strange Beaton

  IRN AGB01105

  • CF30 Customer (1 Nov 2007 to 14 Oct 2010)
  • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
  • CF1 Director (1 Mar 2005 to 23 Nov 2009)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 14 Oct 2010)
  • CF23 Corporate Finance Adviser (22 Jul 2003 to 6 Jul 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Ann Zhang Xu

  IRN AXX17373

  • [FCA CF] Material risk taker (since 5 Jan 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Jul 2019 to 8 Dec 2019)
• Anthony Yun Kent Yu

  IRN AYY01004

  • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
  • CF27 Investment Management (14 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
• Arthur Philip Warriner Jones

  IRN APJ01027

  • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jun 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 19 Jun 2002)
• Barry William Johnson

  IRN BWJ01006

  • CF10 Compliance Oversight (1 Nov 2008 to 15 Oct 2012)
• Benjamin Luke Van Den Tol

  IRN BLV00005

  • [FCA CF] Client dealing (since 9 Feb 2026)
• CHRISTOPHER GILCHRIST-FISHER

  IRN CXG01575

  • [FCA CF] Material risk taker (since 12 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (12 Dec 2022 to 2 Jan 2026)
  • CF30 Customer (17 Jan 2013 to 8 Dec 2019)
• Cathryn Grace Vanderspar

  IRN CXV22597

  • Director of firm who is not a certification employee or a SMF manager (since 27 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Jul 2021)
  • CF2 Non Executive Director (27 Nov 2019 to 8 Dec 2019)

• CBRE Global Investors (UK) Limited (no longer appointed)

  FRN 418107 · Appointed 14 Jan 2005 · Until 5 Jun 2013

No changes recorded yet.