CBRE Investment Management Indirect Limited

• Principal Place of Business

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

  Web

  https://www.cbreim.com

• Complaints Contact

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexandra Crossing

  IRN AXC00207

  • [FCA CF] Manager of certification employee (since 28 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (12 Dec 2022 to 2 Jan 2026)
• Alexandre Borges

  IRN AXB00306

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alice Spiller

  IRN ARW01232

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Andrew Ellis Baum

  IRN AEB01074

  • [FCA CF] Client dealing (since 9 Feb 2026)
  • [FCA CF] Material risk taker (26 May 2023 to 6 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (19 Dec 2006 to 21 Oct 2008)
  • CF27 Investment Management (19 Dec 2006 to 31 Oct 2007)
• Andrew James Colman

  IRN AXC01794

  • CF30 Customer (27 Feb 2008 to 30 Jan 2009)
  • CF28 Systems and controls (1 Nov 2007 to 30 Jan 2009)
  • CF1 Director (28 Sep 2004 to 30 Jan 2009)
  • CF13 Finance (28 Sep 2004 to 31 Oct 2007)
• Andrew Lawrence Davidson

  IRN AXD00962

  • [FCA CF] Manager of certification employee (21 Aug 2024 to 9 Feb 2026)
  • [FCA CF] Client dealing (21 Aug 2024 to 9 Feb 2026)
• Anna Lansberg

  IRN AXL01408

  • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
  • CF27 Investment Management (13 May 2004 to 31 Oct 2007)
• Anthony Martin

  IRN AXM02403

  • CF30 Customer (30 Mar 2017 to 8 Dec 2019)
• Bradley Joseph Bauman

  IRN BJB01055

  • CF21 Investment Adviser (11 Feb 2002 to 4 Dec 2002)
• Brian Henry Corrigan

  IRN BHC01011

  • CF22 Investment Adviser (Trainee) (8 Jul 2003 to 24 May 2004)

No changes recorded yet.