CBC UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Wogman
IRN PXW00302
- CF1 Director (AR) (since 27 May 2022)
Peter David Barry Dalton
IRN PDD01065
- CF1 Director (AR) (since 7 Dec 2023)
- SMF3 Executive Director (since 3 Jun 2020)
Peter Edward Walker
IRN PXW00016
- CF2 Non Executive Director (1 Dec 2001 to 1 Aug 2005)
Peter Graham Sweet
IRN PGS01064
- CF1 Director (AR) (31 Dec 2004 to 31 Mar 2008)
- CF1 Director (17 Apr 2002 to 1 Nov 2008)
Peter James Hicks
IRN PJH00133
- CF1 Director (AR) (31 Dec 2004 to 27 Jul 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 27 Jul 2005)
- CF3 Chief Executive (1 Dec 2001 to 27 Jul 2005)
Philip George Green
IRN PGG01047
- CF1 Director (AR) (31 Dec 2004 to 23 May 2006)
Philip Murray Wheeler
IRN PMW01109
- CF1 Director (AR) (10 Jan 2005 to 7 Mar 2006)
Philip Peter Newlyn
IRN PPN00002
- CF1 Director (3 Apr 2006 to 1 Nov 2008)
Rebecca Kay
IRN RXK00208
- [FCA CF] Significant management (30 Sep 2020 to 12 Jun 2021)
Richard John Ronald Housley
IRN RJH01439
- CF3 Chief Executive (AR) (since 19 Jun 2023)
- CF1 Director (AR) (since 19 Jun 2023)

Smaller firms operating under this firm's FCA authorisation.

CBC Re Ltd (no longer appointed)
FRN 418799 · Appointed 14 Jan 2005 · Until 31 Dec 2005
Besso Special Groups Ltd (no longer appointed)
FRN 418252 · Appointed 14 Jan 2005 · Until 31 Mar 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.