CBC UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert McDonald Duff
IRN RMD01049
- CF1 Director (AR) (5 Jan 2005 to 20 Jul 2005)
Robert Peter Cottingham
IRN RPC01055
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 11 Feb 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2025)
- CF1 Director (AR) (7 Aug 2018 to 3 Aug 2023)
- CF3 Chief Executive (1 Nov 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Nov 2015 to 30 Sep 2018)
- CF1 Director (13 May 2011 to 8 Dec 2019)
Suneeta PADDA
IRN SRP01132
- CF1 Director (AR) (since 15 Feb 2024)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (17 Mar 2016 to 8 Dec 2019)
Tallis Alexis Kemp
IRN TAK01036
- CF1 Director (AR) (7 Aug 2018 to 8 Oct 2018)
- CF1 Director (6 Jan 2014 to 8 Oct 2018)
Thomas William Allen
IRN TWA01010
- [FCA CF] Significant management (since 6 Dec 2022)
Warren Downey
IRN WXD01086
- SMF3 Executive Director (since 14 Jun 2024)
Zakk Luke Martin
IRN ZXM00069
- [FCA CF] Significant management (since 11 May 2023)

Smaller firms operating under this firm's FCA authorisation.

JOHN CLARE (no longer appointed)
FRN 740150 · Appointed 14 Mar 2016 · Until 14 Apr 2021
Brickman Yale Limited (no longer appointed)
FRN 412872 · Appointed 15 Sep 2015 · Until 29 Dec 2022
Overstone Associates Limited (no longer appointed)
FRN 623147 · Appointed 12 May 2014 · Until 31 Mar 2015
The Trust Partnership Ltd (no longer appointed)
FRN 621790 · Appointed 22 Apr 2014 · Until 17 Dec 2021
N Shah & R Soni (no longer appointed)
FRN 608555 · Appointed 10 Oct 2013 · Until 10 Nov 2016
Mead Carney Fine Art Ltd (no longer appointed)
FRN 597998 · Appointed 26 Mar 2013 · Until 4 Jul 2016
Richard England (no longer appointed)
FRN 597901 · Appointed 22 Mar 2013 · Until 1 Aug 2017
Beauchamp Estates Private Office Limited (no longer appointed)
FRN 597297 · Appointed 15 Mar 2013 · Until 4 Jul 2016
Mr Edward Keith Nye (no longer appointed)
FRN 576339 · Appointed 1 Mar 2012 · Until 13 Nov 2013
Raysure Insurance Services Co Ltd (no longer appointed)
FRN 575994 · Appointed 24 Feb 2012 · Until 4 Jul 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.