Date authorised
1 April 2013
Companies House
01973536
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C B C UK Ltd
    7th Floor
    St Botolph Building
    138 Houndsditch
    London
    Tower Hamlets
    EC3A 7DH
    UNITED KINGDOM
    Phone
    +4402072655600
  • Complaints Contact

    C B C UK Ltd
    7th Floor
    St Botolph Building
    138 Houndsditch
    London
    Tower Hamlets
    EC3A 7DH
    UNITED KINGDOM
    Phone
    +4402072655600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Fox

    IRN AXF00259

    • [FCA CF] Significant management (30 Sep 2020 to 11 May 2023)
  • Adrian John Hall

    IRN AJH00149

    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2006)
    • CF1 Director (1 Dec 2001 to 12 May 2006)
  • Alan David Fuller

    IRN ADF00025

    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Mar 2006)
    • CF1 Director (AR) (4 Jan 2005 to 31 Mar 2008)
    • CF1 Director (1 Dec 2001 to 15 Apr 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Apr 2015)
  • Alexander Rupert Gordon Cousins

    IRN AXC00057

    • CF1 Director (AR) (since 18 Oct 2023)
  • Andrew Jobson

    IRN AXJ00248

    • [FCA CF] Significant management (30 Sep 2020 to 1 Jan 2022)
  • Andrew Michael John Whiting

    IRN AMW01124

    • CF19 Significant Mgt (Financial Resources) (15 Dec 2003 to 3 Apr 2006)
    • CF1 Director (15 Dec 2003 to 1 Nov 2008)
    • CF13 Finance (15 Dec 2003 to 3 Apr 2006)
  • Andrew Stanley Wallas

    IRN ASW01079

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Aug 2018)
    • CF2 Non Executive Director (14 Mar 2017 to 8 Dec 2019)
  • Anthony Robert Taylor

    IRN AXT00335

    • [FCA CF] Significant management (since 4 Oct 2021)
  • Anthony Robert Taylor

    IRN AXT00544

    • [FCA CF] Significant management (11 May 2023 to 12 May 2023)
  • Ben Weekes

    IRN BXW00280

    • [FCA CF] Significant management (since 24 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.