Date authorised
1 April 2013
Companies House
06741789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Horizon Court
    Audax Court
    Audax Close
    York
    North Yorkshire
    YO30 4RB
    UNITED KINGDOM
    Phone
    +441904476090
  • Complaints Contact

    2 Horizon Court
    Audax Court
    Audax Close
    York
    North Yorkshire
    YO30 4RB
    UNITED KINGDOM
    Phone
    +441904476090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Anthony Thompson

    IRN PAT01132

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (3 Sep 2010 to 30 Sep 2018)
    • CF3 Chief Executive (3 Sep 2010 to 8 Dec 2019)
    • CF1 Director (3 Sep 2010 to 8 Dec 2019)
  • Tara Wood

    IRN TXD01455

    • CF1 Director (AR) (7 Dec 2015 to 30 Jun 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.