CAURA Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Huckletree Ltd1 Horse Guards AvenueLondonWestminsterSW1A 2HUUNITED KINGDOM- Phone
- +447701410185
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Complaints Contact
Huckletree Ltd1 Horse Guards AvenueLondonWestminsterSW1A 2HUUNITED KINGDOM- Phone
- +447533915727
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Hickman
IRN AXH12215
- [FCA CF] Significant management (18 Jun 2020 to 30 Apr 2023)
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Bhavin Kotecha
IRN BXK84240
- Responsible for Insurance Distribution (since 18 Jun 2020)
- SMF3 Executive Director (since 18 Jun 2020)
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David Simon Tovar
IRN DXT00133
- Director of firm who is not a certification employee or a SMF manager (since 18 Jun 2020)
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Sai Lakshmi
IRN SXL84237
- SMF3 Executive Director (since 18 Jun 2020)
- SMF1 Chief Executive (since 18 Jun 2020)
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Shaun Foce
IRN SXF84244
- SMF3 Executive Director (since 18 Jun 2020)
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Tobias Michael De Chazal Astor
IRN TXA00102
- Director of firm who is not a certification employee or a SMF manager (18 Jun 2020 to 30 Mar 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.