Caunce O'Hara & Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Fell
IRN SXF09853
- SMF3 Executive Director (9 Dec 2019 to 20 Oct 2022)
- Responsible for Insurance Distribution (1 Nov 2019 to 20 Oct 2022)
- CF1 Director (1 Nov 2019 to 8 Dec 2019)
Simon Wilson
IRN SXW02075
- SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2019)
- CF2 Non Executive Director (1 Nov 2019 to 8 Dec 2019)
Stephen Darcy
IRN SXD00135
- Responsible for Insurance Mediation (31 Aug 2011 to 11 Jan 2018)
- CF1 Director (5 Apr 2011 to 11 Jan 2018)

Smaller firms operating under this firm's FCA authorisation.

Club 100 Racing Ltd (no longer appointed)
FRN 426089 · Appointed 8 Feb 2005 · Until 18 Jul 2006
Maxim Finance Ltd (no longer appointed)
FRN 422240 · Appointed 14 Jan 2005 · Until 19 Sep 2005
Mark Holdsworth (no longer appointed)
FRN 422241 · Appointed 14 Jan 2005 · Until 19 Sep 2005
Carrwood Barker Financial Planning Ltd (no longer appointed)
FRN 422242 · Appointed 14 Jan 2005 · Until 19 Apr 2005
Coulson Pritchard Associates Ltd (no longer appointed)
FRN 406575 · Appointed 14 Jan 2005 · Until 19 Sep 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.