Castlelake (UK) LLP

• Principal Place of Business

  15 Sackville Street

  London

  W1S 3DJ

  UNITED KINGDOM

  Phone

  +4402071906100

  Web

  https://www.castlelake.com

• Complaints Contact

  15 Sackville Street

  London

  W1S 3DJ

  UNITED KINGDOM

  Phone

  +4402071906100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hadi Makkawi

  IRN HXM00278

  • [FCA CF] Client dealing (since 18 Jul 2022)
• Henning Herbert Keil

  IRN HHK01009

  • CF30 Customer (17 Feb 2011 to 22 Jan 2015)
• Iwan Iwanow

  IRN IXI01094

  • [FCA CF] Client dealing (15 Mar 2021 to 31 May 2021)
  • CF30 Customer (27 Jul 2016 to 8 Dec 2019)
• James Lachlan Millar

  IRN JXM07896

  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Jonathan Gary Fragodt

  IRN JXF01474

  • CF11 Money Laundering Reporting (26 Feb 2009 to 12 Sep 2012)
  • CF4 Partner (26 Feb 2009 to 12 Sep 2012)
  • CF30 Customer (6 May 2008 to 12 Sep 2012)
• Julie Kay Braun

  IRN JKB01064

  • CF4 Partner (21 Sep 2006 to 31 Dec 2016)
• Kevin James Hiniker

  IRN KJH01115

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
  • CF10 Compliance Oversight (10 May 2007 to 8 Dec 2019)
• Louis Cruysmans

  IRN LXC60365

  • [FCA CF] Client dealing (since 12 May 2025)
• Maqboolali Mohamed

  IRN MXM02369

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Dec 2019)
  • CF11 Money Laundering Reporting (9 Sep 2014 to 8 Dec 2019)
• Maria Leticia Fusi Aizpurua

  IRN MLF01054

  • [FCA CF] Client dealing (7 Mar 2021 to 7 Oct 2022)
  • CF30 Customer (2 Feb 2015 to 8 Dec 2019)

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