Castlegate Financial Services Limited

• Principal Place of Business

  2 St. Winifreds Court

  Kingston-On-Soar

  Nottingham

  Nottinghamshire

  NG11 0DQ

  UNITED KINGDOM

  Phone

  +441159338333

  Web

  https://www.castlegatefs.co.uk

• Complaints Contact

  2 St. Winifreds Court

  Kingston-On-Soar

  Nottingham

  Nottinghamshire

  NG11 0DQ

  UNITED KINGDOM

  Phone

  +441159338333

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alexandra Monk

  IRN AXM05771

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2026)
• Danielle Tooms

  IRN DXT00372

  • Director of firm who is not a certification employee or a SMF manager (31 Aug 2024 to 30 Apr 2025)
  • [FCA CF] Client dealing (31 Aug 2024 to 30 Apr 2025)
• Gemma Bent

  IRN GXB00367

  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 30 Apr 2025)
• Joseph Mitchell

  IRN JXM00981

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2022)
• Lauren Sian Tebb

  IRN LXT00156

  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 6 Jan 2023)
• Olivia Thornhill

  IRN OXT00041

  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 6 Jan 2023)
• Peter Joseph Mitchell

  IRN PJM01364

  • Responsible for Insurance Mediation (1 Sep 2014 to 22 Apr 2016)
  • CF1 Director (1 Sep 2014 to 13 Mar 2015)
• Sian Mitchell

  IRN SXM03096

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (30 Apr 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Apr 2016 to 30 Sep 2018)
  • CF1 Director (1 Sep 2014 to 8 Dec 2019)

No changes recorded yet.