Date authorised
1 April 2013
Companies House
07637133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Alpha House
    Sunnyside Road North
    Weston-super-Mare
    Avon
    BS23 3QY
    UNITED KINGDOM
    Phone
    +4401934416614
  • Complaints Contact

    Alpha House
    Sunnyside Road North
    Weston-super-Mare
    Avon
    BS23 3QY
    UNITED KINGDOM
    Phone
    +4401934416614

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Harvey

    IRN AXH00446

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Christopher Paul Owen

    IRN CXO00064

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Daniel Holder

    IRN DXH00377

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Gary Longmore

    IRN GXL00134

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Ian Annand

    IRN IXA01040

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (9 May 2012 to 8 Dec 2019)
  • Ian Beavon

    IRN IXB00093

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Martin John Napper

    IRN MJN01069

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (9 May 2012 to 30 Sep 2018)
    • CF1 Director (9 May 2012 to 8 Dec 2019)
    • CF3 Chief Executive (9 May 2012 to 8 Dec 2019)
  • Richard Martin Gretton

    IRN RMG01093

    • CF1 Director (9 May 2012 to 26 Oct 2017)
  • Robert Sawyer

    IRN RXS00418

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Stuart David Armstrong

    IRN SXA02144

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 May 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.