Cass-Stephens Insurances Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Hilary Raine Cass
IRN HRC00003
- CF1 Director (14 Jan 2005 to 12 Jan 2010)
James Atkinson Cass
IRN JAC00140
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (24 Aug 2007 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Matthew Michael Cass
IRN MMC01030
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 14 Jan 2005)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Michael James Cass
IRN MJC00015
- CF1 Director (14 Jan 2005 to 22 Apr 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 22 Apr 2007)
Paul Graham Baldwin
IRN PGB01122
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Apr 2011 to 8 Dec 2019)
Terence Michael Andrews
IRN TMA00002
- CF1 Director (14 Jan 2005 to 4 Sep 2009)
- CF8 Apportionment and Oversight (14 Jan 2005 to 22 Aug 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 4 Sep 2009)

Smaller firms operating under this firm's FCA authorisation.

J E Ashton, R H Ashton, J W Ashton+ T E Ashton (no longer appointed)
FRN 503329 · Appointed 7 Jul 2009 · Until 1 Apr 2011
Woodland Caravan Park (no longer appointed)
FRN 503331 · Appointed 7 Jul 2009 · Until 1 Jul 2010
Glenearly Caravan Park Limited (no longer appointed)
FRN 503330 · Appointed 7 Jul 2009 · Until 10 Jan 2022
Westhill Farm Caravan Park (no longer appointed)
FRN 412137 · Appointed 29 Jun 2009 · Until 24 Sep 2009
Whitley and Creasey (Cambridge) Ltd (no longer appointed)
FRN 502987 · Appointed 29 Jun 2009 · Until 19 Jan 2023
General Estates Company Limited (no longer appointed)
FRN 414307 · Appointed 29 Jun 2009 · Until 7 Dec 2022
BROOMER FARM TRADING LIMITED (no longer appointed)
FRN 502983 · Appointed 26 Jun 2009 · Until 24 Mar 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.